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Rearrangement Reactions

A rearrangement reaction is an organic reaction in which the connectivity of atoms within a molecule changes because an atom, group, or bond migrates from one position to another. The reaction produces a new molecular structure, although the product is not necessarily a structural isomer of the starting compound. [1–4]

In most rearrangements, the migrating group does not completely detach from the reacting molecule. Bond breaking and bond formation occur together or through a closely connected sequence of steps. For example, in hydride and alkyl shifts, a free hydride ion or alkyl anion is not produced. The group migrates directly with the electrons of its original bond.

Why Rearrangement Reactions Occur

Rearrangements occur when changing the molecular structure provides a more favorable reaction pathway. Common driving forces include: [1,3,4]

General Mechanism of Stepwise Rearrangements

Rearrangement reactions do not follow one universal mechanism. Many stepwise rearrangements proceed through a reactive intermediate, followed by migration and product formation. Concerted rearrangements, such as the Claisen and Cope rearrangements, occur in a single step and follow a different pathway. [1,3,4]

1. Formation of a reactive intermediate

The starting compound is activated by heat, light, an acid, a base, or another reagent. This may produce a reactive intermediate, such as a carbocation, carbanion, or free radical.

2. Migration and rearrangement

An atom or group becomes bonded at a different position through the reorganization of one or more bonds. In many carbocation rearrangements, a hydrogen atom or alkyl group migrates to an adjacent positively charged carbon together with its bonding electron pair.

A 1,2-hydride shift can be represented as:

R1R2C+–CH(R3)R4  →  R1R2CH–C+(R3)R4 

The hydrogen on the carbon adjacent to the carbocation migrates with the two electrons of its C–H bond. It forms a new C–H bond at the original carbocation center, while the positive charge appears on the carbon from which the hydrogen migrated.

Hydride Shift

3. Reaction of the rearranged intermediate

If the rearrangement leaves a reactive intermediate, it undergoes another step—such as nucleophilic attack, elimination, proton transfer, or oxidation—to form the final product.

The overall process may be summarized as:

Starting compound Reactive intermediate Rearranged intermediate Product

Ring Expansion and Contraction

Ring expansion and ring contraction are skeletal rearrangements in which the number of atoms forming a ring changes. These reactions may be driven by relief of ring strain, formation of a more stable intermediate or product, formation of a stable functional group, or removal of a small molecule. [1,3,4]

Ring expansion occurs when the number of atoms in a ring increases. It commonly involves the migration of a carbon–carbon bond to a neighboring reactive center, causing an adjacent atom to become part of the ring. 

Expansions of three- and four-membered rings are particularly common because they can reduce ring strain. A cyclobutylmethyl carbocation may rearrange to a cyclopentyl carbocation. The migration enlarges the four-membered ring to a five-membered ring and reduces ring strain.

Ring contraction occurs when the number of atoms in a ring decreases. It may involve migration of a ring bond, cleavage and reformation of bonds, or extrusion of an atom or small molecule. The atom removed from the ring may remain in the product as part of a substituent or may leave the molecule.

In the Favorskii rearrangement of a cyclic α-halo ketone, the ring may contract by one carbon atom while forming a carboxylic acid derivative.

Types of Rearrangements

TypeBasic featureExamples
Carbocation rearrangement [1,3,4]A hydride, alkyl group, or ring bond migrates to an adjacent positively charged carbon1,2-hydride shift, 1,2-alkyl shift, ring expansion
Anionic rearrangementSkeletal reorganization proceeds through an anionic or electron-rich intermediateFavorskii rearrangement
Radical rearrangementBond migration, ring opening, or ring closure relocates the unpaired electron and forms a new radical intermediateCyclopropylcarbinyl radical ring opening
Pericyclic rearrangementBonds reorganize in a single concerted step through a cyclic transition stateClaisen and Cope rearrangements

Common Named Rearrangements 

In some reactions, rearrangement is only one step within a longer mechanism. Therefore, the overall product may contain different functional groups or even a different number of carbon atoms from the starting compound. [1,3,4]

Named RearrangementStarting MaterialReagents or ConditionsMain TransformationMain Product
Pinacol rearrangement1,2-Diol (vicinal diol)Acidic conditionsLoss of water followed by a 1,2-migration and formation of a carbonyl groupAldehyde or ketone
Beckmann rearrangementOximeAcidic conditions or another activating reagentThe group positioned anti to the leaving group migrates from carbon to nitrogenAmide; cyclic oximes form lactams
Hofmann rearrangementPrimary amideHalogen and baseThe remaining group migrates from the carbonyl carbon to nitrogen, and the original carbonyl carbon is ultimately lost as carbon dioxidePrimary amine containing one fewer carbon atom
Baeyer-Villiger oxidationKetonePeroxy acidA group attached to the carbonyl carbon migrates to oxygen, inserting an oxygen atom between the migrating group and the carbonyl carbonEster; cyclic ketones form lactones
Claisen rearrangementAllyl vinyl etherHeatConcerted [3,3]-sigmatropic rearrangement involving simultaneous bond reorganizationγ,δ-unsaturated carbonyl compound 
Cope rearrangement1,5-DieneHeatConcerted [3,3]-sigmatropic rearrangement involving reorganization of the carbon skeletonRearranged 1,5-diene

Rearrangement reactions provide efficient pathways for converting one molecular framework into another, often enabling products that are difficult to obtain through direct reactions. They are therefore important for predicting unexpected products and explaining how molecular structure influences the course of organic reactions.

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